1. ADVANCED ALPHA

Serial Number: 77405852
Owner: (REGISTRANT) Ameriprise Financial, Inc. CORPORATION DELAWARE H27/5226 Ameriprise Financial Center Minneapolis MINNESOTA 55474
Filed on: 02/26/2008

2. ALTERNATIVE STRATEGIES FOR TODAY'S INVESTOR

Serial Number: 77251988
Owner: (REGISTRANT) Ameriprise Financial, Inc. CORPORATION DELAWARE H27/5226 Ameriprise Financial Center Minneapolis MINNESOTA 54016
Filed on: 08/10/2007

3. FINANCIAL OPPORTUNITY AND SECURITY FOR A LIFETIME

Serial Number: 77208254
Owner: (REGISTRANT) Ameriprise Financial, Inc. CORPORATION DELAWARE H27/5226 707 Second Avenue South Minneapolis MINNESOTA 55474
Filed on: 06/18/2007

4. RIVERSOURCE ADVANCED ALPHA

Serial Number: 77262448
Owner: (REGISTRANT) Ameriprise Financial, Inc. CORPORATION DELAWARE H27/5226 Ameriprise Financial Center Minneapolis MINNESOTA 55474
Filed on: 08/23/2007

5. YOU NEED A PLAN

Serial Number: 77504085
Owner: (REGISTRANT) Ameriprise Financial, Inc. CORPORATION DELAWARE H27/5226 Ameriprise Financial Center Minneapolis MINNESOTA 55474
Filed on: 06/20/2008

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